How The Brain Rouses You From Sleep And Anesthesia


A mechanism that is responsible for the rapid arousal from sleep and anesthesia in the brain has been discovered by researchers.

The results of the study, from University of Bern scientists, suggest new strategies for the medical treatment of sleep disorders and recovery of consciousness in vegetative states.

Chronic sleep perturbances affect 10-20% of the population of Switzerland and almost everyone experiences sleep problems at least once in a lifetime. Beside the quantity of sleep that is often affected in insomnia, clinical and experimental studies emphasize that the quality of sleep (e.g., depth of your sleep) is equally important for a good night’s sleep and a complete recovery of “body and mind” functions.

“The consequences of sleep perturbations on life quality go far beyond daytime sleepiness and mood alteration. Cognitive impairment, hormonal imbalance and high susceptibility to cardiac or metabolic disorders are amongst some of the negative impacts frequently associated with subtle chronic sleep problems,"

says Prof. Antoine Adamantidis from the Department of Clinical Research of the University of Bern and Department of Neurology at the Bern University Hospital.

The quantity and the quality of sleep are now considered as an early marker of many neurological disorders including Alzheimer’s disease, Parkinson’s disease, and schizophrenia. Unfortunately, pharmaceutical strategies combined with improved life hygiene have limited effect.

“Personalized medicine” strategies for the treatment of either insufficient sleep quality or quantity are missing.

Brain Circuits for Consciousness

Therefore, intensive experimental research is conducted to understand how brain circuits control sleep-wake cycle and consciousness – an enigma in modern neuroscience and an exciting key mystery to resolve.

Together with fellow researcher Carolina Gutierrez Herrera and colleagues from Germany, Adamantidis made a dual discovery.

His team identified a new circuit in the brain of mice whose activation causes rapid wakefulness while its inhibition deepens sleep. The study was published in the journal Nature Neuroscience.

Mammalian sleep is classically divided in two phases, including non-rapid eye movement (NREM) sleep or “light” sleep, and REM (or paradoxical) sleep or “deep”/dreaming sleep. Key brain circuits for those two states have been identified.

However, the precise underlying mechanisms, such as the onset, maintenance and termination of sleep and dreaming, remain unknown.

Adamantidis and Gutierrez Herrera identified a new neural circuit between the brain’s hypothalamus and thalamus, which have been associated with EEG (electroencephalogram) rhythms during sleep. The activation of this circuit signals the termination of light sleep.

Using optogenetics technology, the researchers made neurons from the hypothalamus controllable with millisecond-timescale light pulses and showed that their transient activation during light sleep induced rapid awakenings, while their chronic activation maintains prolonged wakefulness.

In contrast, optogenetic silencing of this circuit stabilizes light sleep and increases its intensity.

In a translational analogy, hyperactivity of this circuit may cause insomnia, while its hypo-activity could be responsible for hypersomnia, making it a new therapeutical target for sleep disorders.

Emergence From Anesthesia and Unconsciousness

Interestingly, the arousal power of this circuit is so strong that its activation precipitates emergence from anesthesia and the recovery of consciousness.

“This is exciting discovery since therapeutical approaches to recover from a vegetative or minimally conscious state are quite limited,” says Adamantidis.

Non-selective deep brain electrical stimulation has been used with some success, however the underlying brain mechanisms remain unclear. In this study, Adamantidis, Gutierrez Herrera and collaborators nailed down a selective brain circuit important for the recovery of consciousness.

The dual findings of the Bernese researchers shine light on the brain mechanism of arousal and opens new door for tailored medical treatment of sleep perturbances, and provide a roadmap for arousing patients from a vegetative or minimally conscious state.

However, Adamantidis emphasizes:

“Even though we made an important step forward now, it will take some time before novel therapeutical strategies will be designed based on our results."

Antoine Adamantidis et al.
Hypothalamic feedforward inhibition of thalamocortical network controls arousal and consciousness
Nature Neuroscience, December 2015 DOI: 10.1038/nn.4209